ESMA updates Q&AS on MiFID II investor protection

28 May 2020

Metadata
Provider: 
ECEC
URL: 
https://www.esma.europa.eu/press-news/esma-news/esma-updates-qas-mifid-ii-investor-protection-0https://www.esma.europa.eu/press-news/esma-news/esma-updates-qas-mifid-ii-investor-protection-0
Retrieved on: 
Friday, May 29, 2020
Information
Tags: 
Financial regulation, Financial markets, Economy, Finance, European Union, Markets in Financial Instruments Directive, Systemic risk, European Securities and Markets Authority, RSRCHXchange
Summary
Key Points: 
  • 28 May 2020

    MiFID - Investor Protection

    Supervisory convergence

    The European Securities and Markets Authority (ESMA), the EU's securities markets regulator, has today updated its Questions and Answers on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).

  • The Q&As on MiFID II and MiFIR investor protection and intermediaries topics includes a new answer on MiFID inducements.
  • The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR.
  • ESMA will continue to develop this Q&A document on investor protection topics under MiFID II and MiFIR, both adding questions and answers to the topics already covered and introducing new sections for other MiFID II investor protection areas not yet addressed in this Q&A document.
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