Rocque Lipford Jr. Joins Guggenheim Securities to Expand Industrials Investment Banking Practice

NEW YORK, March 21, 2023 (GLOBE NEWSWIRE) -- Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Rocque Lipford Jr. has joined the firm as a Senior Managing Director in the Industrials Investment Banking Group.

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Tuesday, March 21, 2023
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University, SVKM's NMIMS, Senior, Lehman Brothers, Kellogg School, Economics, Goldman Sachs, Guggenheim Partners, J. P. Morgan, Security (finance), Guggenheim
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  • NEW YORK, March 21, 2023 (GLOBE NEWSWIRE) -- Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Rocque Lipford Jr. has joined the firm as a Senior Managing Director in the Industrials Investment Banking Group.
  • Mr. Lipford brings approximately three decades of investment banking experience to Guggenheim and joins from J.P. Morgan where he most recently served as a Managing Director and Global Co-Head of Basic Materials.
  • Prior to his time at J.P. Morgan, Mr. Lipford worked at Goldman Sachs and Lehman Brothers.
  • “We are excited to have Rocque at Guggenheim,” said Mark Van Lith, CEO of Guggenheim Securities.



NEW YORK, March 21, 2023 (GLOBE NEWSWIRE) -- Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Rocque Lipford Jr. has joined the firm as a Senior Managing Director in the Industrials Investment Banking Group.

Mr. Lipford brings approximately three decades of investment banking experience to Guggenheim and joins from J.P. Morgan where he most recently served as a Managing Director and Global Co-Head of Basic Materials. Prior to his time at J.P. Morgan, Mr. Lipford worked at Goldman Sachs and Lehman Brothers.

“We are excited to have Rocque at Guggenheim,” said Mark Van Lith, CEO of Guggenheim Securities. “He possesses a wealth of industry knowledge and is a well-respected advisor, as evidenced by his long-standing client relationships in the industrials sector. We look forward to Rocque’s success at Guggenheim.”

Mr. Lipford holds an A.B. in Economics from the University of Michigan and an M.B.A. from the Kellogg School of Management. He is based in Guggenheim’s Chicago office.  

About Guggenheim Securities

Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities offers services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York, with additional offices in Chicago, Boston, Atlanta, San Francisco, and Houston. For more information, please visit GuggenheimSecurities.com, follow us on LinkedIn, or contact us at [email protected] or 212.518.9200.

About Guggenheim Partners

Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients. Learn more GuggenheimPartners.com and follow us on LinkedIn and Twitter @GuggenheimPtnrs.

Media Contact
Steven Lee        
Guggenheim Securities
212.293.2811
[email protected]


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