ESMA publishes second Annual Report on waivers and deferrals for non-equity instruments

24 February 2021

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Provider: 
ECEC
URL: 
https://www.esma.europa.eu/press-news/esma-news/esma-publishes-second-annual-report-waivers-and-deferrals-non-equityhttps://www.esma.europa.eu/press-news/esma-news/esma-publishes-second-annual-report-waivers-and-deferrals-non-equity
Retrieved on: 
Thursday, February 25, 2021
Information
Tags: 
Financial markets, Feminine given names, Finance, Financial regulation, European Union, Systemic risk, Stock market, European Securities and Markets Authority, Directive 2014/65/EU, Esma, Security
Summary
Key Points: 
  • 24 February 2021

    MiFID - Secondary Markets

    The European Securities and Markets Authority (ESMA), the EUs securities markets regulator, has today published its second Annual Report on waivers and deferrals for non-equity instruments under MiFIR.

  • This report includes an analysis of the waivers for non-equity instruments for which ESMA issued an opinion to the NCAs in the period between 1 January and 31 December 2019.
  • It also includes an overview of the deferral regime for non-equity instruments applied across the different Member States.
  • As part of this mandate it submits an annual report to the European Commission on how equity and non-equity waivers and deferrals regimes are applied in practice.
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