Settlement | Jotup

CIRO Sanctions Sherry Susan Hanson

Retrieved on:

水曜日, 2月 28, 2024

The central science, Settlement, CIRO, Enforcement, Investment

TORONTO, Feb. 28, 2024 /CNW/ - On February 12, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules accepted a settlement agreement, with sanctions, between Enforcement Staff and Sherry Susan Hanson.

Key Points:

TORONTO, Feb. 28, 2024 /CNW/ - On February 12, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules accepted a settlement agreement, with sanctions, between Enforcement Staff and Sherry Susan Hanson.
Sherry Susan Hanson admitted that she altered and used 52 account forms in respect of 33 clients to process transactions by altering information on the account forms without having the client initial the alterations.
Pursuant to the settlement agreement, Sherry Susan Hanson agreed to a fine of $26,000 and costs in the amount of $2,500.
The Settlement Agreement is available at:
At all material times, Sherry Susan Hanson conducted business in the Ottawa, Ontario area.

Kessler Topaz Meltzer & Check, LLP Announces Pendency of Class Action and Proposed Settlement Involving Becton, Dickinson and Company Common Stock and Options

Retrieved on:

水曜日, 2月 28, 2024

If approved by the Court, the Settlement will resolve all claims in the Action.

Key Points:

If approved by the Court, the Settlement will resolve all claims in the Action.
If you are a member of the Class, your rights will be affected by the pending Action and the Settlement, and you may be entitled to share in the Settlement Fund.
You may obtain a copy of the Notice, along with the Claim Form, on the website for the Settlement, www.BectonSecuritiesSettlement.com .
All questions about this notice, the Settlement, or your eligibility to participate in the Settlement should be directed to Class Counsel or the Claims Administrator.

Decision Notice - CIRO Sanctions Michel Bédard

Retrieved on:

火曜日, 2月 27, 2024

Hearing, The central science, Settlement, CIRO, Enforcement, Investment

MONTRÉAL, Feb. 27, 2024 /CNW/ - On February 20, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing under the Investment Dealer and Partially Consolidated Rules and accepted a settlement agreement, with sanctions, between Enforcement Staff and Michel Bédard.

Key Points:

MONTRÉAL, Feb. 27, 2024 /CNW/ - On February 20, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing under the Investment Dealer and Partially Consolidated Rules and accepted a settlement agreement, with sanctions, between Enforcement Staff and Michel Bédard.
Pursuant to the settlement agreement, Michel Bédard agreed to the following sanctions:
a) disgorgement of $226,492 representing the commissions he received;
b) a global fine of $150,000; and
c) a suspension of the registration with CIRO for a period of two months.
Michel Bédard also agreed to pay costs in the amount of $10,000.
The Settlement Agreement is available at:
The violations occurred while Michel Bédard was a Registered Representative with Desjardins Securities Inc., where he continues to be employed in a registered capacity.

Glancy Prongay & Murray LLP Announce Pendency of Class Action and Proposed Settlement to All Persons and Entities that Purchased or Otherwise Acquired the Publicly Traded Common Stock, Units, and/or Warrants of XL Fleet Corp. ("XL Fleet"), or Pivotal Inve

Retrieved on:

月曜日, 2月 26, 2024

Certification, Court, READ, Hearing, Clerk, Post office box, Person, Motion, ARE, Release, Class Action, Claim, Lawsuit, Prejudice, Summons, District court, Pearl Street, Action, CLASS, Notice, FLEET, Settlement, Pivotal, Counsel, Insurance

YOUR RIGHTS MAY BE AFFECTED BY A CLASS ACTION LAWSUIT PENDING IN THIS COURT.

Key Points:

YOUR RIGHTS MAY BE AFFECTED BY A CLASS ACTION LAWSUIT PENDING IN THIS COURT.
YOU ARE ALSO NOTIFIED that Lead Plaintiffs in the Action have reached a proposed settlement of the Action for $19,500,000 in cash (the "Settlement"), that, if approved, will resolve all claims in the Action.
All questions about this notice, the proposed Settlement, or your eligibility to participate in the Settlement should be directed to Lead Counsel or the Claims Administrator.
Inquiries, other than requests for the Notice and Claim Form, should be made to Lead Counsel:

Decision Notice - CIRO Sanctions Lifan Song

Retrieved on:

金曜日, 2月 23, 2024

Dealer, MB, The central science, CIRO, Settlement, Enforcement, Investment, Security (finance)

WINNIPEG, MB, Feb. 23, 2024 /CNW/ - On February 6, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) accepted a settlement agreement, with sanctions, between Enforcement Staff and Lifan Song.

Key Points:

WINNIPEG, MB, Feb. 23, 2024 /CNW/ - On February 6, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) accepted a settlement agreement, with sanctions, between Enforcement Staff and Lifan Song.
Lifan Song admitted he failed to report to the Dealer Member complaints that he received from clients, and without the prior written consent of the Dealer Member, paid compensation to clients.
Lifan Song also provided a false or misleading response to the Dealer Member during its investigation into his conduct.
Lifan Song also agreed to pay costs in the amount of $5,000.

CIRO Hearing Panel issues Reasons for Decision in the matter of Norman Shogilev

Retrieved on:

木曜日, 2月 22, 2024

Complaint, Hearing, Ethics, The central science, Investment, Dealer, CIRO, Settlement

The hearing panel issued its reasons for decision on February 14, 2024, which are available at:

Key Points:

The hearing panel issued its reasons for decision on February 14, 2024, which are available at:
In its reasons for decision, the hearing panel confirmed the sanctions imposed on Norman Shogilev.
In particular:
the completion of an ethics or other industry course acceptable to CIRO Staff within 12 months of the date of acceptance of the Settlement Agreement; and
a fine in the amount of $25,000.
Norman Shogilev is also required to pay costs in the amount of $5,000.
The alleged violations occurred while Norman Shogilev was a Registered Representative with Investors Group Financial Services Inc, in Burlington, Ontario.

PaymentVision Pushes The Payments Revolution: "Settlement Offers" to Transform Payment Processing and Debt Settlement

Retrieved on:

木曜日, 2月 22, 2024

Collection, Tender offer, Settlement, JST, Partnership

Settlement Offers leverages a cutting-edge, user-friendly self-service portal that empowers customers to settle their payments and debts on their terms.

Key Points:

Settlement Offers leverages a cutting-edge, user-friendly self-service portal that empowers customers to settle their payments and debts on their terms.
This partnership synergizes JST's advanced software capabilities with PaymentVision's robust payment processing technology, setting a new standard for efficiency and effectiveness in debt settlement.
Together, PaymentVision and JST are committed to bringing companies into the future of debt settlement.
We invite companies across all sectors to embrace this transformative solution and join us in redefining the future of payment processing and debt settlement.

VOLKSWAGEN ENGINE COOLANT PUMP SETTLEMENT APPROVED IN CANADA

Retrieved on:

水曜日, 2月 21, 2024

Volkswagen, Motivation, Court, Settlement, Prejudice

REGINA, SK, Feb. 21, 2024 /CNW/ - A settlement in Canada has been reached with Volkswagen to resolve allegations of issues with primary engine coolant pumps in certain 2008-2021 Volkswagen and Audi vehicles.

Key Points:

REGINA, SK, Feb. 21, 2024 /CNW/ - A settlement in Canada has been reached with Volkswagen to resolve allegations of issues with primary engine coolant pumps in certain 2008-2021 Volkswagen and Audi vehicles.
Volkswagen completely denies any and all wrongdoing or liability, however its motivation in reaching the settlement is to ensure customer satisfaction and confidence in its vehicles.
The parties agreed to settle the class actions in Canada on a without prejudice or admission basis, by way of mutual concessions.
Details about the class actions, proposed settlement, and available benefits can be found at canadianwaterpumpsettlement.ca or by contacting the Settlement Administrator at 1-866-642-0774.

Government helping internationally educated health care professionals work in Yukon

Retrieved on:

火曜日, 2月 20, 2024

That is why the Government of Canada is investing to speed up accreditation for internationally educated health professionals (IEHPs).

Key Points:

That is why the Government of Canada is investing to speed up accreditation for internationally educated health professionals (IEHPs).
Facilitate labour mobility between jurisdictions in Canada for health professionals and IEHPs to reduce the systemic and administrative barriers for health professionals who wish to work in another jurisdiction in Canada.
"Here in the Yukon, we have many internationally educated health professionals who are not currently working in healthcare, despite their qualifications and desire to provide care and serve their communities.
As part of this, we have been working closely with the Government of Canada to facilitate the recognition of credentials for internationally educated health professionals.

CHIMICLES SCHWARTZ KRINER & DONALDSON-SMITH LLP ANNOUNCES A CLASS ACTION SETTLEMENT IN KUKORINIS V. WALMART INC., CASE NO. 8:22-CV-02402-VMC-TGW, SUMMARY NOTICE OF PROPOSED CLASS ACTION SETTLEMENT

Retrieved on:

火曜日, 2月 20, 2024

Hearing, Plaintiff, Person, Poultry, Class, Claim, Judgement, Prejudice, FAQ, Summons, District court, Action, Documentation, CLASS, Walmart, Notice, Settlement, CASH, Sam, Counsel, Failure, Complaint

YOU MAY BE ELIGIBLE FOR A CASH PAYMENT FROM A CLASS ACTION SETTLEMENT.

Key Points:

YOU MAY BE ELIGIBLE FOR A CASH PAYMENT FROM A CLASS ACTION SETTLEMENT.
All Class Members who do not timely and validly request exclusion from the Class will be bound by any judgment entered in the Action.
If you exclude yourself from the Class, you will not receive any payment from the Settlement.
Your objection must be mailed to each of the following recipients, such that it is postmarked no later than May 22, 2024: