Hearsay Helps Financial Services Professionals Ensure Compliance with SEC Modernized Marketing Rule
Hearsay Systems , the trusted global leader in digital client engagement for the financial services industry, today announced that it is expanding its compliance capabilities to help financial professionals make the most of testimonials and endorsements.
- Hearsay Systems , the trusted global leader in digital client engagement for the financial services industry, today announced that it is expanding its compliance capabilities to help financial professionals make the most of testimonials and endorsements.
- This is significant because financial professionals are increasingly operating in a social world driven by likes, comments, and shares.
- It is clear that testimonials and endorsements will become increasingly important to the success of financial advisors, said Bill Simpson, Compliance Principal at Hearsay.
- Hearsay has upgraded four key components of its programs to support the use of testimonials and endorsements within the new Marketing Rule framework.