Securities Act

RENOVACARE DEADLINE ALERT: Faruqi & Faruqi LLP Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In RenovaCare To Contact Him Directly To Discuss Their Options

Retrieved on: 
Dimanche, septembre 5, 2021
Financial markets, Stock market, 73rd United States Congress, Securities Act, U.S. Securities and Exchange Commission, Securities Class Action, Securities fraud, Finance, Law

If you suffered losses exceeding $50,000 investing in RenovaCare stock or options between August 14, 2017 - May 28, 2021 and would like to discuss your legal rights, call Faruqi & Faruqi partner Josh Wilson directly at 877-247-4292 or 212-983-9330 (Ext.

Key Points: 
  • If you suffered losses exceeding $50,000 investing in RenovaCare stock or options between August 14, 2017 - May 28, 2021 and would like to discuss your legal rights, call Faruqi & Faruqi partner Josh Wilson directly at 877-247-4292 or 212-983-9330 (Ext.
  • Faruqi & Faruqi is a leading minority and Woman-owned national securities law firm with offices in New York, Delaware, Pennsylvania, California and Georgia.
  • On May 28, 2021, the SEC issued a litigation release stating that RenovaCare was being charged with alleged securities fraud.
  • Faruqi & Faruqi, LLP also encourages anyone with information regarding RenovaCares conduct to contact the firm, including whistleblowers, former employees, shareholders and others.

Kansas City Southern Board of Directors Determines Proposal From Canadian Pacific Railway Could Reasonably Be Expected to Lead to a “Superior Proposal”

Retrieved on: 
Samedi, septembre 4, 2021
Trucking, Rail, Maritime, Air, Transport, SEC filings, Regions of the United States, Economy of the United States, Agencies of the United States government, Kansas City Southern Railway, Prospectus, Securities Act, Proxy statement, Form 4, Form 10-K, United States securities regulation, Kansas City Southern

In addition, KCS notes that there can be no assurance that the discussions with CP will result in a transaction.

Key Points: 
  • In addition, KCS notes that there can be no assurance that the discussions with CP will result in a transaction.
  • BofA Securities and Morgan Stanley & Co. LLC are serving as financial advisors to Kansas City Southern.
  • Wachtell, Lipton, Rosen & Katz, Baker & Miller PLLC, Davies Ward Phillips & Vineberg LLP, WilmerHale, and White & Case, S.C. are serving as legal counsel to Kansas City Southern.
  • Headquartered in Kansas City, Mo., Kansas City Southern (KCS) (NYSE: KSU) is a transportation holding company that has railroad investments in the U.S., Mexico and Panama.

CP looks forward to re-engaging with KCS to form CP-KCS, the only achievable Class 1 combination

Retrieved on: 
Samedi, septembre 4, 2021
Rail transport by country, Regions of the United States, Rail transport in Canada, Minnesota railroads, S&P/TSX 60, SEC filings, Canadian Pacific Railway, In Canada, Proxy statement, Forward-looking statement, Securities Act

"We look forward to re-engaging with the KCS Board of Directors to advance this unique and achievable Class 1 combination that provides compelling short- and long-term value," said Keith Creel, CP President and CEO.

Key Points: 
  • "We look forward to re-engaging with the KCS Board of Directors to advance this unique and achievable Class 1 combination that provides compelling short- and long-term value," said Keith Creel, CP President and CEO.
  • CP believes it ought to be deemed a superior proposal and has placed a deadline of Sept. 12 on that offer.
  • A CP-KCS combination would create more competition not less in the freight rail industry and would be better for Amtrak.
  • CP provides North American customers a competitive rail service with access to key markets in every corner of the globe.

Lamar Advertising Company Announces Commencement of Exchange Offer for 3 5/8% Senior Notes due 2031

Retrieved on: 
Mercredi, août 4, 2021
Financial markets, 73rd United States Congress, U.S. Securities and Exchange Commission, Security, Stock market, Securities Act, Financial law, Structured finance

The Exchange Notes are substantially identical to the Original Notes, except that the Exchange Notes have been registered under the Securities Act and will not bear any legend restricting their transfer.

Key Points: 
  • The Exchange Notes are substantially identical to the Original Notes, except that the Exchange Notes have been registered under the Securities Act and will not bear any legend restricting their transfer.
  • The Exchange Notes will be issued only upon cancellation of a like amount of currently outstanding Original Notes.
  • Lamar Media will not receive any proceeds from the exchange offer.
  • Lamar Media is making this exchange offer to satisfy its obligations under a registration rights agreement entered into when it issued the Original Notes.

Minim Announces Closing of $25 Million Public Offering of Common Stock

Retrieved on: 
Lundi, août 2, 2021
Financial markets, Finance, Financial economics, Stock market, Initial public offering, Corporate finance, Actuarial science, Underwriting, Securities Act, Public offering, Security, NASDAQ

MANCHESTER, NH , Aug. 02, 2021 (GLOBE NEWSWIRE) -- via NewMediaWire --Minim, Inc. (NASDAQ: MINM) (the Company) today announced the closing of an underwritten public offering of 10,000,000 shares of the Companys common stock at a public offering price of $2.50 per share for aggregate gross proceeds of approximately $22.7 million after deducting underwriting discounts, commissions, and other offering expenses.

Key Points: 
  • MANCHESTER, NH , Aug. 02, 2021 (GLOBE NEWSWIRE) -- via NewMediaWire --Minim, Inc. (NASDAQ: MINM) (the Company) today announced the closing of an underwritten public offering of 10,000,000 shares of the Companys common stock at a public offering price of $2.50 per share for aggregate gross proceeds of approximately $22.7 million after deducting underwriting discounts, commissions, and other offering expenses.
  • In addition, the Company has granted the underwriters a 30-day option to purchase up to an additional 1,500,000 shares at the public offering price less the underwriting discounts and commissions.
  • B. Riley Securities acted as the sole book-running manager and Northland Capital Markets acted as co-manager for the offering.
  • The Securities and Exchange Commission (SEC) declared effective a registration statement on Form S-1 relating to these securities on July 28, 2021.

Avolon Announces Private Exchange Offers for 8 Series of Debt Securities for up to $1.25 Billion of New Notes

Retrieved on: 
Lundi, août 2, 2021
Professional services, Other Professional Services, Finance, Consulting, Banking, Accounting, 73rd United States Congress, U.S. Securities and Exchange Commission, Financial markets, Bond, Security, Securities Act, Finance, Financial economics, Regulation S-K, Securities Exchange Act

The balance of the Total Exchange Price or Exchange Price, as applicable, will be payable in principal amount of New Notes.

Key Points: 
  • The balance of the Total Exchange Price or Exchange Price, as applicable, will be payable in principal amount of New Notes.
  • Any such adjustment would not affect the Total Exchange Price or Exchange Price, as applicable, but would adjust the relative allocation between cash and New Notes.
  • If and when issued, the New Notes will not be registered under the Securities Act or any state securities laws.
  • Global Bondholder Services Corporation will act as the Information Agent and the Exchange Agent for the Exchange Offers.

Eastside Distilling, Inc. Announces Exercise of Existing Warrants and Issuance of Warrants in Private Placement

Retrieved on: 
Lundi, août 2, 2021
Financial markets, Finance, Money, Corporate finance, SEC filings, Options, Warrant, Shareholders, Security, Securities Act, United States Securities Regulation, Proxy statement

The new warrants have substantially the same terms as the existing warrants, except that the new warrants have an exercise price of $3.00 per share and are exercisable five years after they become exercisable.

Key Points: 
  • The new warrants have substantially the same terms as the existing warrants, except that the new warrants have an exercise price of $3.00 per share and are exercisable five years after they become exercisable.
  • The Company previously filed and made available to our stockholders our proxy statement and related proxy materials on July 6, 2021, which contained six proposals.
  • The Company received approximately $2.385 million in cash proceeds from the exercise of the existing warrants.
  • The securities offered in the private placement have not been registered under the Securities Act of 1933, as amended, or applicable under state securities laws.

ADT Announces Closing of First-Priority Senior Secured Notes

Retrieved on: 
Jeudi, juillet 29, 2021
U.S. Securities and Exchange Commission, 73rd United States Congress, Securities Act, Indenture, Law

(NYSE: ADT) (the Company or ADT), the most trusted brand in smart home and business security, announced today that The ADT Security Corporation (ADTSC), its indirect wholly owned subsidiary, has completed its previously announced offering (the Offering) of $1.0 billion aggregate principal amount of 4.125% first-priority senior secured notes due 2029 (the Notes).

Key Points: 
  • (NYSE: ADT) (the Company or ADT), the most trusted brand in smart home and business security, announced today that The ADT Security Corporation (ADTSC), its indirect wholly owned subsidiary, has completed its previously announced offering (the Offering) of $1.0 billion aggregate principal amount of 4.125% first-priority senior secured notes due 2029 (the Notes).
  • The Notes are exempt from the registration requirements of the Securities Act of 1933, as amended (the Securities Act).
  • In addition, ADTSC delivered a Notice of Redemption today with respect to the outstanding 2022 Notes.
  • ADTSC shall calculate the final Redemption Price prior to the Redemption Date in accordance with the provisions of the 2022 Notes Indenture.

Blackstone Prices $2.0 Billion Senior Notes Offering

Retrieved on: 
Jeudi, juillet 29, 2021
Banking, Professional services, Finance, Economy of New York City, Finance, Companies, The Blackstone Group, Blackstone, SEC Rule 144A, American International Group, Securities Act

Blackstone (NYSE: BX) priced its offering of $650 million of 1.625% senior notes due 2028, $800 million of 2.000% senior notes due 2032 and $550 million of 2.850% senior notes due 2051 of Blackstone Holdings Finance Co.

Key Points: 
  • Blackstone (NYSE: BX) priced its offering of $650 million of 1.625% senior notes due 2028, $800 million of 2.000% senior notes due 2032 and $550 million of 2.850% senior notes due 2051 of Blackstone Holdings Finance Co.
  • The notes will be fully and unconditionally guaranteed by The Blackstone Group Inc. and its indirect subsidiaries, Blackstone Holdings I L.P., Blackstone Holdings AI L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Blackstone intends to use the proceeds from the notes offering for general corporate purposes, which may include, without limitation, to fund a portion of the purchase price for Blackstones previously announced acquisition of a 9.9% equity interest in American International Group, Inc.s life and retirement business.
  • The notes were offered and sold to qualified institutional buyers in the United States pursuant to Rule 144A and outside the United States pursuant to Regulation S under the Securities Act of 1933.
  • This press release is being issued pursuant to and in accordance with Rule 135c under the Securities Act of 1933.

MiNK Therapeutics Announces Confidential Submission of Draft Registration Statement for Proposed Initial Public Offering

Retrieved on: 
Mercredi, juillet 28, 2021
U.S. Securities and Exchange Commission, Financial markets, Finance, Financial economics, Stock market, 73rd United States Congress, Initial public offering, Securities Act, Public offering, Security, Registration statement, SEC filing

NEW YORK, July 28, 2021 (GLOBE NEWSWIRE) -- MiNK Therapeutics today announced that it has confidentially submitted a draft registration statement on Form S-1 with the Securities and Exchange Commission (the "SEC") relating to the proposed initial public offering of its common stock.

Key Points: 
  • NEW YORK, July 28, 2021 (GLOBE NEWSWIRE) -- MiNK Therapeutics today announced that it has confidentially submitted a draft registration statement on Form S-1 with the Securities and Exchange Commission (the "SEC") relating to the proposed initial public offering of its common stock.
  • The number of shares to be offered and the price range for the proposed offering have not yet been determined.
  • The initial public offering is expected to take place after the SEC completes its review process, subject to market and other conditions.
  • Any offers, solicitations or offers to buy, or any sales of securities will be made in accordance with the registration requirements of the Securities Act.