Caterpillar Inc.: Files Form S-8 POSAM
Caterpillar Inc. Caterpillar Inc.: Files Form S-8 POSAM Information réglementaire transmise par EQS Group. Le contenu de ce communiqué est de la responsabilité de l'émetteur. As filed with the Securities and Exchange Commission on February 19, 2020 Registration No. 333-111355 Registration No. 333-133265 Registration No. 333-168894 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549
Post-Effective Amendment No. 2 to Form S-8 Registration Statement No. 333-111355 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-133265 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-168894 UNDER THE SECURITIES ACT OF 1933 CATERPILLAR INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 37-0602744 (State of Incorporation) (IRS Employer Identification No.) 510 Lake Cook Road, Suite 100 Deerfield, Illinois 60015 (Address of Principal Executive Offices, Including Zip Code) Caterpillar 401(k) Retirement Plan (formerly known as the Caterpillar 401(k) Plan) Suzette M. Long
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act. Large accelerated filer Accelerated filer Non-accelerated filer Smaller reporting company Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
REMOVAL OF SECURITIES FROM REGISTRATION Caterpillar Inc., a Delaware corporation (the "Registrant"), and the Caterpillar 401(k) Retirement Plan (formerly known as the Caterpillar 401(k) Plan) (the "Plan") previously filed the following Registration Statements on Form S-8 (collectively, the "Registration Statements") with the Securities and Exchange Commission (the "SEC"):
Effective December 31, 2019, the Plan merged with and into the Caterpillar 401(k) Savings Plan. Accordingly, no further offers or sales of Company Common Stock are being made through the Plan. In accordance with an undertaking made by the Registrant in the Registration Statements to remove by means of a post-effective amendment any securities that remain unsold at the termination of the offering, this Post-Effective Amendment is being filed to remove from registration the Common Stock and plan interests not heretofore sold pursuant to the Registration Statements. The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such Common Stock and plan interests.
SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Deerfield, State of Illinois, on this 19th day of February 2020. CATERPILLAR INC. By: /s/ Suzette M. Long Name: Suzette M. Long Chief Legal Officer, General Counsel Title: and Corporate Secretary Pursuant to the requirements of the Securities Act of 1933, as amended, the trustees (or other persons who administer the employee benefit plan) have duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Deerfield, State of Illinois, on this 19th day of February, 2020. CATERPILLAR 401(K) RETIREMENT PLAN By: /s/ Jeffrey A. Wilson Name: Jeffrey A. Wilson Title: Chair of Caterpillar Inc. Benefit Administrative Fichier PDF dépôt réglementaire Titre du document : Caterpillar Inc.: Files Form S-8 POSAM Document : http://n.eqs.com/c/fncls.ssp?u=KQXHVQFMDN |
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Langue : | Français |
Entreprise : | Caterpillar Inc. |
510 Lake Cook Road, Suite 100 | |
60015 Deerfield, Illinois | |
États-Unis | |
Téléphone : | 224-551-4000 |
Internet : | www.caterpillar.com |
ISIN : | US1491231015 |
Ticker Euronext : | CATR |
Catégorie AMF : | Acquisition ou cession des actions de l'émetteur / Transactions sur actions propres (version agrégée) |
EQS News ID : | 981639 |
Fin du communiqué | EQS News-Service |
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981639 21-Fév-2020 CET/CEST