Caterpillar Inc.: Files Form 8-K Annual Shareholders Meeting Results
Caterpillar Inc. Caterpillar Inc.: Files Form 8-K Annual Shareholders Meeting Results Information réglementaire transmise par EQS Group. Le contenu de ce communiqué est de la responsabilité de l'émetteur. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 CATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware 1-768 37-0602744 (State or other jurisdiction of (Commission File (I.R.S Employer Identification No.) incorporation) Number) 510 Lake Cook Road, Suite 100, Deerfield, Illinois 60015 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (224) 551-4000 ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol (s)Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 8% Debentures due February 15, 2023 CAT23 The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange ☐ Act.
Item 5.07 Submission of Matters to a Vote of Security Holders On June 9, 2021, Caterpillar Inc. (the "Company") held a virtual 2021 Annual Shareholders Meeting. Set forth below are the voting results for each of the matters submitted to a vote of the Company's shareholders. Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:
Proposal 2 - Company Proposal - Ratification of Independent Registered Accounting Firm The proposal requesting ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021 was approved with the following vote:
Proposal 3 - Company Proposal - Advisory vote on executive compensation The proposal requesting that the shareholders of the Company approve executive compensation, on an advisory basis, was approved with the following vote:
Proposal 4 - Shareholder Proposal - Report on Climate Policy The proposal requesting that the Board of Directors provide additional disclosure of Caterpillar's climate activity was not approved based on the following vote:
Proposal 5 - Shareholder Proposal - Report on Diversity and Inclusion The proposal requesting the Board of Directors publish an annual report assessing the Company's diversity and inclusion was not approved based on the following vote:
Proposal 6 - Shareholder Proposal - Transition to a Public Benefit Corporation The proposal requesting that the Board of Directors amend the Company's Certificate of Incorporation and become a public benefit corporation was not approved based on the following vote:
Proposal 7 - Shareholder Proposal - Shareholder Action by Written Consent The proposal requesting that the Board of Directors amend the Company's governing documents to permit shareholder action by written consent was not approved based on the following vote:
Item 9.01 Financial Statements and Exhibits Exhibit Number Description 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CATERPILLAR INC. June 11, 2021 By: /s/ Suzette M. Long Suzette M. Long Chief Legal Officer and General Counsel Fichier PDF dépôt réglementaire Document : Caterpillar Inc.: Files Form 8-K Annual Shareholders Meeting Results |
|
|
Langue : | Français |
Entreprise : | Caterpillar Inc. |
510 Lake Cook Road, Suite 100 | |
60015 Deerfield, Illinois | |
États-Unis | |
Téléphone : | 224-551-4000 |
Internet : | www.caterpillar.com |
ISIN : | US1491231015 |
Ticker Euronext : | CATR |
Catégorie AMF : | Informations privilégiées / Autres communiqués |
EQS News ID : | 1207847 |
Fin du communiqué | EQS News-Service |
|
1207847 14-Juin-2021 CET/CEST